Air Operations
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IntroductionIn emergency situations, depending on the nature of disaster, accessing program areas or communities can be a big challenge. Air transport is very common and convenient in these circumstances, but can be very expensive. Collaboration and participating in the cluster approach helps reduce over-head costs related to air operations for organisations. Some common sources of air transport for humanitarian organisation in emergencies are:
Developing a Plan of Action (Air Plan)Normally, an air operation Plan of Action (POA) is part of an organisation's logistics plan, but can also be published as a stand-alone document. Generally, the logistics plan defines the logistics requirements and actions needed to achieve the objectives established by the project managers. However, the scope of the air operations POA can extend beyond the scope of the organisation's’ requirement because it may include partnering/collaboration with other organisations or support to other organisations. If this is the case, the air operations PAO should be considered as a stand alone document. The air operations POA should justify the need to charter air assets and provide a rationale for the decision to select one or other of the air operation models (concept). The air operations POA should include the following:
Types of ContractThere are two distinct forms of air transport contracting: Air Freight Service Agreements and Aircraft Charter Agreements. Air Freight Service Agreements are agreements where no aircraft are contracted, but where space is made available for cargo in the air transport mode. Those agreements are generally based on a per metric ton/kilo basis directly with scheduled commercial airlines or via freight forwarders. Aircraft Charter Agreements are agreements where aircraft are chartered to perform air transport services and accomplish specific tasks in a specific environment during a specified period or time-frame. The authority to arrange for aircraft charter agreements is not delegated to the field due to the high liabilities associated with those types contract. The authority to arrange air freight service agreements is generally delegated to the field due to the lower liabilities. However, generally, there needs to be a check on the requirement, confirming that the air freight is the most appropriate transport for the shipment in question. Additionally advice is required on the proposed contract liabilities and responsibilities to determine the level of exposure vis-à-vis benefits: e.g. contracting operators or aircraft that have been identified as unreliable or banned by some authorities.
Types of Aircraft Available for Cargo and Passenger
The most commonly used aircraft are:
The type of aircraft selected will depend on the needs identified and the mode of distribution, for example, air-drops in flooded and conflict environments or passenger movement. The capacity of aircraft can vary depending on civilian or military configuration, altitude, strip condition, humidity and distance needed to be travelled. Antonov 12-BP Beech 1900-C1
Cessna 208-B Grand Caravan Ilyushin II-76TD Helicopter Mi8-MTV1 For additional information on aircraft: Aircraft Types (with
pictures), Aircraft Characteristics 1 and 2 and 3 (hyperlinks on the numbers).
Factors affecting the selection of an aircraft
See Annexes for Air Operations Concept (Models) and Selecting the right aircraft. (extracts from WFP Air Transport Manual, p 54-70). FuelIn a humanitarian emergency, the availability of aviation fuel, Jet A1, is critical. Fuel provision plays an important part in logistics planning, particularly where large-scale air operations are envisaged. A fuel assessment should be undertaken as soon as possible. When it is evident that multiple actors will be operating out of the same airfields in the relief phase, and that fuel provision may pose a limiting factor, the appropriate research must be undertaken to ensure your logistics officer is thoroughly informed of the fuel situation, both present and projected, including available options. To permit rapid decision making in terms of selecting the air operations concept, general information should be collected on: Fuel at the airport of entryNormally, all international airports have provisions to refuel aircraft; however, demand may quickly exceed the supply and storage capacity. Local airport authorities should be able to indicate whether or not refuelling could become a limiting factor. When in doubt, the chartering and flight planning process should take possible shortages into account - plan flights so that they do not have to refuel at the airport of entry. Fuel at the operations baseIn regional operations, the availability of fuel is a significant factor in selecting the operations' base. Where local authorities cannot guarantee an adequate fuel supply, the possibility of cooperating with other humanitarian actors, such as ICRC and/or IFRC in establishing or identifying alternate fuel services could be pursued. Where the operations base is a military base, fuel may be readily available but administrative problems may arise in terms of the ability to purchase the necessary quantities. Moreover, verify whether or not the airbase has the technical capacity to refuel long-range aircraft (e.g., crafts with single-point refuelling) and the appropriate fuel (Jet A1). Fuel at delivery airfieldsWhere the delivery airfield is a rarely-used airfield, refuelling may be a problem. The decision on whether or not to use these types of airfields is dependent on their distance from the operations' base and the type of aircraft to be used for regional flights. In some cases, fuel can be stored locally but, wherever possible, this should be undertaken in cooperation with professional operators. Fuel at helipadsHelicopters can operate from the operations' base, provided it is in range of the affected area. The average flight range for a medium-sized helicopter carrying a maximum payload is 100 NM (185km). Where the distance from the operations' base to the helipads is more than 100-120 NM, the following options must be considered:
General Procedure in Air Cargo and Passenger Movement Coordination
In an emergency situation where there is centralised coordination of air transport through one entity, general procedures are put in place to facilitate efficient service provision. Depending on the situation the procedures may be more detailed and stringent.
Diagram 1: General Procedures Cargo Request / Movement To download the diagram, 'right click' on it and then choose 'Save Image As' from the menu OR go to Annexes. Key: ACC: Air Coordination Centre; ATC: Air Traffic Control; Rep: Representative
Cargo
Cargo Reservation Procedures
See Cargo Movement Request form in Annexes. Packing and LabellingThe consignor/shipper has the responsibility to arrange for proper packaging. This should be done in accordance with the specific regulations and recommendations in the IATA TACT and, in the case of hazardous cargo, with the IATA DGR. In addition, certain goods demand special treatment (cold chain, fragile items, etc). Aircraft capacity is limited so it is advisable to verify that shipments with oversized dimensions fit into the plane. It is important to ensure that shipments are properly labelled and bear the full style address of the consignee. Consignments are often sent through transit hubs or air cargo platforms, where large amounts of cargo are handled. Special handling signs like fragile or up/down, protect the cargo and must be clearly visible from at least two sides of the package. Besides the name and address of the consignee, the goods should be marked with the commodity tracking number and the description of the goods. Dangerous GoodsDangerous Goods (DG) are all goods that could be a hazard risk to passengers, aircraft, baggage and cargo. It is in the interest of safety to prevent accidents and to increase the awareness of the dangers involved in the air transport of hazardous goods - corrosives, explosives, gases, anything classified as a firearm, etc. The procedures to transport DG require a Freight Forwarder certified for DG packing, labelling and documenting. When DG are carried on board, the Person-In-Charge of the aircraft must be informed of the precise nature and stowage location of such cargo and of the recommended precautions to be taken in handling. All dangerous goods must be accompanied by a NOTOC (Notification to Captain Documentation or manifest) and a Shippers Declaration form. Precautionary actions have to be taken when carrying DG, for example:
CustomsIt is possible that humanitarian organizations did already negotiate facilitation measures with the host government Ministry of Foreign Affairs on the import of humanitarian commodities in the affected country. Facilitation measures involve the application of simplified customs procedures in order to speed up the delivery of international humanitarian assistance, including deliveries provided by military, civil defence and civil protection assets. Despite the existence of numerous international agreements few countries have ratified them, thus procedures for obtaining duty and tax free waivers vary from country to country. Furthermore, despite the existence of facilitation measures, normal import procedures may continue to apply. The standard procedures for completing the necessary documents for goods transported by air are discussed in Chapter 7.4 but local customs may accept the temporary use of simplified procedures. Facilitation measures are granted only where humanitarian organizations comply with import procedures. Therefore, the TST must take note of the local procedures and ensure that all concerned parties are informed. This is to ensure that consignors and carriers prepare the necessary documents for importing humanitarian commodities.
Security
If cargo belonging to another organization has to be transported, the client agency must deliver the cargo to the agreed-to freight forwarder for proper identification, documentation and manifestation. Only cargo properly labelled and delivered to the chartered aircraft shall be accepted. To avoid possible tampering with the cargo after it leaves the logistics warehouse or hub and during transport to the airport and prior to loading, the consignor must adopt a system to prevent this from occurring such as sealing vehicles carrying the cargo or assigning an escort. Before loading cargo onto the aircraft, all cargo must be visually inspected to determine whether the box, bag, container and/or parcel have been tampered with.
PassengersGeneric Passenger Check-In Procedures
Diagram 2: General procedures passenger movement – necessary documentation. To download the diagram, 'click right' on it and then choose 'Save Image As' from the menu OR go to Annexes. See Passenger Movement Request form in Annexes. Planning and Coordinating Air Transport in EmergenciesPassenger and cargo movement must be carefully planned and coordinated to maximise the limited capacity available and ensure that movement costs are not unnecessarily high due to flights not making full loads. ![]() The use of aircraft for cargo and passenger movement is prevalent in situations where road infrastructure is badly damaged and where sea or water transport is not strategic and does not enable access to communities affected. In sudden on-set emergencies such as the 2010 earthquake in Haiti, humanitarian organisations prioritise speed over cost in order to save lives. Without coordination, organisations may inadvertently respond to the same needs, duplicate efforts, compete for limited resources and transport assets and thereby drive up transport costs. In response to such challenges the Logistics Cluster encourages humanitarian logisticians to collaborate and coordinate in emergencies to eliminate duplication. Advantages of central coordination of air assets includes:
Central coordination of air assets leads to:
Diagram 3: Air distribution cargo in crisis region Air Operations in Emergencies1. Background / IntroductionIn 2002, the High-Level Committee on Management (HLCM) made up of United Nations Chief Executives Board for Coordination (CEB) agreed that “United Nations chartered flight operations should be divided into two categories: peacekeeping and humanitarian/other”. CEB/2002/5, June 8 October 2002, paragraph 23 and CEB/2003/3, June 2003, paragraph 13. With the introduction of the Cluster Approach in 2005, the Inter-Agency Standing Committee established nine global clusters, each with a designated global lead organisation; WFP is the designated global lead of the Logistics Cluster.
2. Global Logistics Cluster/ UNHAS relationshipUNHAS's relationship with the Logistics Cluster lead agency is supportive; when the Logistics Cluster is activated in the case of a major humanitarian operation, the Logistics Cluster helps organisations to define logistical gaps to be filled. As such, UNHAS is a tool of the logistics cluster lead agency and organisations participating in the logistics cluster. However, UNHAS does not report to the Logistics Cluster; once an individual UNHAS is established in the field, the RC/HC will set up a Users' Group Committee (UGC) in the country, consisting of representatives of NGOs and United Nations system organizations to give guidance on the management of air services. Generally, the RC/HC is designated as its chairperson. When the RC/HC is not the chairperson, he/she is kept informed of the outcomes of the UGC by the Chief Air Transport Officer (CATO). 3. Launching, Financing, Managing and Terminating UNHAS operationsWFP manages the United Nations Humanitarian Air Services (UNHAS), to serve and provide the Humanitarian Community with safe and reliable air transport assets during humanitarian emergencies. UNHAS operations are launched upon either a request from the Humanitarian Country Team (HCT) or by the Humanitarian Coordinator (HC) to WFP to set-up and manage a common air service in a specific country on behalf of the humanitarian community. An assessment of the possibilities to launch the requested air services is done by WFP and the assessment report is presented to the HCT/Humanitarian Coordinator for their decision.
WFP has the mandate to manage air services for and on behalf of the humanitarian community. The initial funds for air service operations may be drawn from the Central Emergency Response Fund (CERF). UNHAS is managed by WFP, but is for the use of the humanitarian community as a whole. The interests of the humanitarian community are represented by a user group. WFP will invite the Head of the leading UN client agency or the rotating chair lead to form and chair the UNHAS user group committee. The terms of reference for the user group is limited to administrative decisions and will include:
Each UNHAS operation has a user group agreed exit strategy that will be included in all special operation documentation. UNHAS operations are terminated either because of greatly reduced air transport requirements, or due to the emergence of a safe and reliable local air carrier, resumption of road transport, improvement in security situation, or regrettably, due to the lack of funding which obliges WFP to reduce and, eventually, close down the common air service if no donor is willing to continue funding this particular UNHAS operation. Logistics Officer ResponsibilitiesGeneralAt the airport of entry, the consignee is represented by the Logistics Officer (Log Off). The Log Off is given necessary assistance or support by the Country Office (CO)/National Office (NO). The responsibilities can be discharged to ground handling agents or clearing agents, but the Log Off should monitor their activities. The paragraphs below summarise the most important actions, including those which have to be taken either by the Log Off, the ground handling agents or clearing agents. In addition, it should be taken into account that other actors such as the airport emergency team (AET) and/or donated ground handling teams may be involved in the operation. Preparing the Aircraft’s ArrivalInitiationImmediately after his/her appointment, the Log Off should be briefed on the air operations plan of action (POA) and those actions which have already been taken to support the air operations. In the event that insufficient or no actions were taken, the Log Off should go through all the necessary steps to obtain an overview of the air situation and take complementary actions as required. AssessmentsHas the necessary data of the air assessment process regarding the airport of entry been collected? Have the airport authorities been advised of the intended WFP aviation field operations (AFO). FuelIf fuel is not available, make sure that the charterer and the carrier have been informed. Facilitation MeasuresVerify whether facilitation measures on import taxes, VAT, overflight taxes, landing taxes and parking fees have been granted. If this is not the case, inform the CO/NO and advise to contact the national authorities. Waivers on landing taxes and parking fees can be directly negotiated with the airport authorities who point the Log Off to the relevant ministry dealing waivers. Facilitation measures should be approved before arrival of the aircraft. Ground Handling
Transit StorageThe purpose of transit storage is to keep the consignment in a safe place until the customs release the commodities. CustomsVerify whether special import procedures are in place. Make sure that the consignors, consignees and the CO/NO are informed of these procedures. Verify whether the goods have to be cleared by a freight forwarder, clearing agent or any other entity, such as the AET. If CO/NO assigns a clearing agent, the airport and customs authorities should be informed of the identity of the clearing agent so that these authorities can notify the agent of the arrival of goods. An official notification will also prevent non-appointed clearing agents claiming and misappropriating goods on behalf of CO/NO. SecurityThe Log Off verifies the application of security measures at the airport. Normally, security controls should be established to limit the access to restricted areas. Such areas normally include the ramp, the passenger departure areas between the screening points and the aircraft, the baggage make-up areas, cargo sheds, mail centres, airside cleaning and catering premises.
Aircraft’s SchedulingTimingAs soon as general data on chartering and flight planning are available, the Log Off takes the necessary steps to obtain a slot time and a parking space. The Log Off should take note of the coordinates of the most important actors, being the charterer, the consignor, the operator (carrier) and the consignee. As soon as a slot time has been assigned and/or confirmed by the airport authorities, the Log Off will inform all concerned. This is also the case if any special flight planning or ATC procedures apply i.e. it is helpful that the Pilot in Command (PiC) mentions “Humanitarian Flight”, under item 18 “Other Information” of the flight plan. Aircraft ArrivalAt the arrival of the aircraft, the Log Off verifies all cargo documents and oversees the unloading of the aircraft. Logistics Officer at Staging BaseStructureThe Log Off is responsible for coordinating and monitoring the arrival, handling and unloading of long range cargo aircraft carrying humanitarian commodities. In addition, the Log Off shall take the necessary actions for transit storage and pursuing the onward transport of the commodities. Aircraft Arrival at Staging BaseThe Log Off coordinates the arrival and handling of the cargo aircraft with the local airfield authorities and informs all concerned on the aircraft operations procedures at the staging base. These include slot allocation, aircraft handling, unloading, refuelling, storage, and further forwarding of the cargo. The Log Off acts as follows:
Follow-on Shipping
If follow-on shipping is done by airThe Log Off coordinates the scheduling of the aircraft with the carriers and Log Off at the relevant destination airfields and makes sure that the right commodities are shipped to the right destination with proper documentation;
Goods Received Note and Claims
The Log Off should familiarise themselves with the Carrier’s responsibilities and the Aircrew’s responsibilities. Governing regulationsThe International Air Transport Association (IATA) is the global trade organisation of the air transport companies, representing 94 percent of international scheduled air traffic. IATA publishes The Air Cargo Tariff (TACT), a manual containing relevant information regarding the transport by air such as rates and tariffs, airport facilities, etc. The TACT is a working tool for IATA agents when processing international air shipments and all carriers and freight forwarders should use the latest edition as reference manual. Another important publication published by IATA is The dangerous goods regulations (DGR), the rules applied by airlines for the transport by air of dangerous and restricted cargo. The packaging, labelling and the establishment of the dangerous goods declaration must be in conformity with the DGR and the acceptance by the airlines of DGR goods is subject to full compliance. Key documents in use
ConclusionAircraft are the fastest, most reliable means of transport, but are expensive and should be considered only as a last resort. That is in cases when supplies are urgently needed in a location where no other solution is feasible due to limited time frame for intervention, lack of infrastructure for surface transport, or high level of insecurity. In emergencies, airlifting may be used as an initial response to the situation pending establishment of a surface pipeline. However in cases where surface pipeline is impossible to achieve, the highly expensive emergency airlift operation can be transformed into a long-term relatively cost-efficient air operation. In the initial preparation, the distinction between cargo flights and passenger flights if needed is essential, as the support is quite different in nature. When opting for air transport the organisation must recognise that aircraft require extensive and carefully organized ground support in their area of operation. Information should be obtained from civil aviation authorities, airport managers, or any other sources within the aviation industry and ensures that the staff designated to manage the operation are qualified and have the right skills. ReferencesWFP Air Transport Manual Version 1.1 |